资本市场法律移植具有理论上的正当性,是贯穿于我国资本市场制度变革的一条主线。我国的资本市场法律移植面临难以摆脱的路径依赖难题,主要表现为政府主导下的强制性制度变迁、大陆法轨迹下的法律移植、渐进性改革模式下的法律移植,客观上要求处理好西方思想资源与本土问题意识之间的关系,兼顾好技术创新与制度创新的关系,以创造性转化的方式推进资本市场法律移植。 The legal transfer of capital market law has the theoretical legitimacy and is the main line that runs through the reform of the capital market system in our country. The legal transplantation of capital market in our country is faced with the difficulty of getting rid of the path dependence. It is mainly manifested in the compulsory system change under the government’s leadership, the law transplanting under the civil law, the law transplanting under the gradual reform mode, objectively handling the western thought The relationship between resources and local issues awareness, taking into consideration the relationship between technological innovation and system innovation, and promoting the legal transfer of capital markets in a creative way.