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《关于党政机关工作人员个人证券投资行为若干规定》的出台,是证券市场法制建设和市场机制不断完善的产物。以《证券法》为基础的证券监管法律法规的逐步完善,为放宽党政机关工作人员买卖股票的禁令创造了条件。1993年10月,党中央、国务院作出了党政机关县(处)级以上领导干部不准买卖股票的规定。在当时证券市场监管机制尚不完善的情况下,
The promulgation of the “Several Provisions on the Individual Securities Investment Behavior of Party and Government Officials” is a product of the constant improvement of the legal system and market mechanism in the securities market. The gradual improvement of securities regulatory laws and regulations based on the “Securities Law” has created the conditions for relaxing the ban on buying and selling stocks by party and government organs. In October 1993, the CPC Central Committee and the State Council made the stipulations that leading cadres at the county (departmental) level or above in the party and government organs are not allowed to buy or sell stocks. At the time when the securities market regulatory mechanism was still not perfect,