2007年我国投资者适当性规则开始实践至今,遍布创业板、股指期货、融资融券、资产管理、基金销售、经纪业务、债券市场。投资顾问、新三板和一些创新产品也正在酝酿投资者适当性规则。为什么我国适当性规则显得较“多”?是否会令监管者和投资者感到无所适从?我们认为,我国适当性规 In 2007, the rules of China’s investor suitability began to be practiced up to now, covering the markets such as the GEM, stock index futures, margin trading, asset management, fund sales, brokerage and bond markets. Investment advisors, the new Third Board and some innovative products are also brewing investor appropriateness rules. Why China’s appropriateness rules appear to be more “”? Will regulators and investors feel at a loss? We believe that China’s appropriate regulation