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诚信是证券市场监管的一项重要目标,投资银行作为证券市场最重要的中介机构,投资银行的诚信规范对于提高证券市场诚信度发挥着关键的作用。目前,在我国证券发行保荐制下,监管机构对于保荐机构和保荐代表人所采取的诚信监管措施虽然取得了一定的实施效果,但仍存在许多的不足,需要通过加强执法、确立信托责任、加强自律管理、倡导诚信文化多方面来加强对投资银行的诚信监管。
Honesty is an important goal of the supervision of the securities market. Investment banking, as the most important intermediary institution in the securities market, plays an important role in improving the credibility of the securities market. At present, under the sponsor system of securities issuance in our country, although the supervisory measures taken by regulators to the sponsor agencies and sponsor representatives have achieved certain results, there are still many deficiencies, which require strengthening the law enforcement, establishing the fiduciary duty, and strengthening Self-discipline management, promoting integrity culture in many aspects to strengthen the integrity of investment banking supervision.