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我国证券业经过十余年的发展取得了很大的成绩,但同时也暴露出了诸多问题,从“国债期货”事件到大连证券的关闭,券商的风险逐渐凸现。认真分析证券公司的风险,从其本身抗风险的要素和效力研究易发风险的环节,是加强券商的风险管理技术和能力的核心原则,同时设计和实施相应的控?
After more than ten years of development, China’s securities industry has made great achievements. However, many problems have also been exposed. From the “bond futures” incident to the closure of Dalian Securities, the risk of brokers gradually emerged. A careful analysis of the risk of securities companies, from its own anti-risk elements and effectiveness of risk-prone areas to study is to strengthen the risk management of securities firms and core principles of competence and design and implementation of the corresponding control?