论文部分内容阅读
日前,上海上证吉龙投资咨询有限公司因擅自设立分支机构和未经批准与电视台合办证券投资咨询节目,受到中国证监会撤销其证券投资咨询业务资格的处罚。
Recently, Shanghai SSE Ji-Long Investment Consulting Co., Ltd. was punished by CSRC for disqualifying its securities investment consulting business because of its unauthorized establishment of branches and joint venture investment consulting programs with TV stations without approval.