金融创新条件下,我国证券公司面临经营风险。《证券公司治理准则》总结国内外监管经验,对证券公司“新三会”的运作和高管薪酬制度等事项提出了新的规范,为进一步完善证券公司治理结构,平衡创新发展与合规经营提供了良好的契机。 Under the condition of financial innovation, the securities companies in our country face the operational risks. The Guidelines for Corporate Governance of Securities Companies summarizes regulatory experience both at home and abroad, putting forward new norms for such matters as the operation of securities companies, the operation of the “new three associations” and the executive compensation system. In order to further improve the governance structure of securities companies and balance innovation and development with Regulatory management provides a good opportunity.