论文部分内容阅读
上海证券监管办公室:你办《关于同意上海久联证券经纪有限责任公司在上海设立证券服务部的初审意见》(沪证机[2001]145号)及相关材料收悉。经审核,现批复如下:一、同意设立上海久联证券经纪有限责任公司上海商城路证券营业部闵行诸翟镇证券服务部、上海久联证经纪有限责任公司上海曹杨路证券营业部普陀长征镇证券服务部。二、我会对上述两家服务部拟任负责人林晓、周大成的任职资格无异议。三、请你办按照有关规定对上述两家证券服务部开业申请进行审批,并将开业批复报我会备案。
Shanghai Securities Regulatory Office: You have received the Opinions on the Preliminary Examination of Opinions on the Establishment of Securities Services Department in Shanghai by Shanghai Jiu Lian Securities Brokerage Co., Ltd. (Shanghai Securities License [2001] 145) and the related materials. Approved, are hereby approved as follows: First, the consent of the establishment of Shanghai Jiulian Securities Brokerage Co., Ltd. Shanghai Shangcheng Road Securities Sales Department Min Zhai Zhai Town Securities Services Department, Shanghai Joint Certification Brokers Co., Ltd. Shanghai Caoyang Road Securities Sales Department Putuo Changzheng Zhen Securities Services Department. Second, I shall have no objection to the qualifications of Lin Xiao and Zhou Dacheng, who are the persons in charge of the above two service departments. Third, ask you to do in accordance with the relevant provisions of the two securities service department opened for examination and approval, and will be opened for approval I will record.