近年来,以“德隆”、“托普”等为代表的上市公司风险频繁爆发,严重影响了投资者的信心。为避免上市公司风险由企业风险转化为区域性金融风险甚至社会风险,需要通过构建综合监管体系,明确对上市公司风险行为的主要监管责任部门的分工与协作,加强交流与沟通,实现监管资源共享,逐 In recent years, the risks of listed companies such as “Deron” and “Top” have frequently erupted, which has seriously affected investor confidence. In order to avoid the risk of listed companies being transformed from corporate risk into regional financial risk and even social risk, it is necessary to establish a comprehensive supervision system, clarify the division of labor and coordination among the main regulatory responsibility departments of risk behaviors of listed companies, strengthen communication and communication, and achieve sharing of regulatory resources , By