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“合规”一词是首先出现在银行业的一个管理范畴,而在中国企业中却鲜为知晓。所谓合规,就是依法符合规则,办事依规,有事问规。面对规制的遵与违,社会演绎出了不少惊心动魄的故事。一桩案件引起的反思太原,2004年盛夏,赤日炎炎的大街上行色匆匆。7月26日,山西证券控股的山西智信网络公司准备到公司开户行——中国建设银行山西省太原市万柏林支行提取一笔上亿元的资金,因为是大额款项,该公司已于前一天将提款事宜电话通知了万柏林支行,不料26日这天该款项未提出来,原因何在?当
“Compliance ” is the term first appeared in the management of a banking sector, but in Chinese enterprises is little known. The so-called compliance, that is, in accordance with the law in line with rules and regulations, something inquisitive. In the face of compliance with the regulations, the society deduced a lot of soul-stirring stories. Reflections caused by a case of Taiyuan, the summer of 2004, hot red streets go hurriedly. On July 26, Shanxi Zhixin Network Co., Ltd., controlled by Shanxi Securities Co., Ltd., was prepared to withdraw a sum of billions of yuan from the bank branch of China Construction Bank in Taiyuan, Shanxi Province, for large amount of money. One day the withdrawal will be notified Wanbailin branch phone, unexpectedly, on the 26th that day did not raise the money, why?