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《证券法》的颁布与实施 ,为规范证券市场 ,使证券市场走向公开、公平和公正 ,减少股市运作的制度和行为风险 ,为保障投资者的合法权益 ,提供了法律保障。各国证券法为了保护投资者的投资热情 ,以保证证券市场的活跃 ,大都规定了维护市场“三公” ,即公开、公正、公平的原则。他们的证券法律法规规定了有关民事责任的赔偿制度 ,如美国 1 93 4年的《证券交易法》中规定了操纵价格、短线交易、虚假陈述等的民事赔偿责任。因此 ,应该建立完善证券市场中的民事法律责任制度 ,在制定后续相应的证券法规和司法解释特别是在制定《证券法》实施细则时应该规定具体的、具有可操作性的证券违约责任和侵权责任 ,补充和完善《证券法》规定的不足和欠缺
The promulgation and implementation of the “Securities Law” provide the legal guarantee for standardizing the securities market, making the securities market open, fair and equitable, and for reducing the system and behavioral risks in the operation of the stock market, so as to safeguard the legitimate rights and interests of investors. In order to protect investors’ enthusiasm for investment so as to ensure the securities market is active, the securities laws of most countries stipulate the principle of “three publics”, that is, openness, fairness and fairness. Their securities laws and regulations provide for civil liability compensation system. For example, the U.S. Securities Exchange Act of 1934 stipulated civil liability for price fixing, short-term trading and misrepresentation. Therefore, we should establish and improve the legal system of civil liability in the securities market, and formulate follow-up corresponding securities laws and regulations and judicial interpretations, especially when formulating the implementing rules of the “Securities Law”, stipulate specific and operable liability for breach of contract and infringement Responsibilities, supplement and improve the “Securities Law” provisions of the deficiencies and deficiencies