西北民族地区作为全国经济社会最不发达的地区,人均收入较低,私营企业发展不力,区域内金融服务需求不足,资本市场体系不完善,信息流动不畅,再加上政策、法律、理财观念等方面的因素,导致西北民族地区证券机构在发展过程中,竞争能力较弱、创新能力不强,其发展相对于其他地区的证券机构较为缓慢。本文通过分析西北民族地区证券行业发展面临的外部环境和存在的问题,提出了解决当地证券机构快速发展的行之有效的对策建议。 As the most underdeveloped economy and social area in the northwest, ethnic minorities have lower per capita incomes, poor development of private enterprises, inadequate demand for financial services in the region, imperfect capital market system and poor information flow. Coupled with policies, laws and financial management concepts As a result, the securities institutions in the Northwest Minority Nationalities Region have less competitive power and less innovative ability in the development process. Their development is relatively slow compared with the securities institutions in other regions. By analyzing the external environment and existing problems facing the securities industry in northwest ethnic areas, this paper puts forward some effective countermeasures to solve the rapid development of local securities institutions.