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目前国际上对三板市场投资者保护已具有较为成熟的理论并建立起了较为健全的制度,国内已有的文献多是就整个证券市场谈投资者保护,专门结合现阶段或未来一段时间我国三板市场发展的阶段性特征及体现出三板市场与主板市场和二板市场发展的差异性来谈投资者保护的理论较少或不够深入。三板扩容正当时,加强投资者保护被提上日程。优化代办股份转让系统投资者保护具有理论和现实意义。代办股份转让系统投资者利益得到有效的保护是一个系统工程,需要在体制、法律、政策以及教育等多个方面采取相应的有力措施,需要政府有关部门的大力支持,需要上市公司、中介机构和投资者等主体的积极配合参与,分阶段、动态地、多维度地构建起立体保护框架。
At present, the international market for the protection of investors in the third board has a more mature theory and established a relatively sound system, the domestic literature is mostly on the entire stock market investor protection, specifically with the current period or some time in the future three plates The stage characteristics of the market development and the differences between the third board market and the main board market and the second board market talk about the less or less in-depth theory of investor protection. At the time of the third board expansion, strengthening investor protection was put on the agenda. It is of both theoretical and practical significance to optimize the investor protection of agency transfer system. It is a systematic project to effectively protect the interests of the agent stock transfer system. It needs corresponding powerful measures in many aspects such as system, law, policy and education. It needs the strong support of relevant government departments and the need of listed companies, intermediary agencies and Investors and other active participation of the main body, a phased, dynamic, multi-dimensional build a three-dimensional protection framework.