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近几年发生了多起证券经理私自挪用资金炒股造成巨额亏损的案件,给券商及业内造成资金、信誉的双重损害。由此证券行业对总部至营业网点的资金操作有着严格的规定,但随着近几年网络炒股的兴起,基于应用的网络行为防范缺失现状给众多券商敲响了警钟,《关于加强对投资者网上交易安全保护的通知》、《证券营业部信息技术指引》等多个业内信息化指导意见的出台,而一批业内的领先者也已经悄然迈出了脚步。
In recent years, there have been many cases in which securities managers secretly misappropriated their stocks and caused huge losses, causing double damage to the securities companies and the industry in capital and credit. As a result, the securities industry has strict rules on capital operation from the headquarter to business outlets. However, with the rise of online stocks in recent years, many brokerages sounded the alarm based on the lack of application of network behavior prevention measures. Online trading security protection notice “,” securities business department information technology guidelines "and many other industry information guidance, and a group of industry leaders have quietly taken the pace.