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证券监管是指一国的证券管理机关依法对证券经营机构和证券业活动所实施的规则和约束,目的是促使证券业依法稳健运行。证券监管权是基于政府的授权由证券主管机关对证券发行、证券交易等活动所享有的监督权和管理权。自从1992年美国发生股灾以来,世界范围内的证券监管演变为一种潮流。其中以美国为代表的若干国家更是建立了专门的证券监管机构,并赋予其
Securities regulatory refers to the rules and restrictions that a securities regulatory authority of a country exercises on the securities regulatory agencies and the securities industry in accordance with the law. The purpose is to promote the sound operation of the securities industry according to law. Securities regulatory power is based on the government’s authorization by the securities authority for securities issuance, securities trading and other activities enjoyed by the supervisory power and management rights. Since the stock market disaster in the United States in 1992, the world’s securities regulation has evolved into a trend. Some of the countries represented by the United States also set up special securities regulatory agencies and granted them