2008年全球金融危机触发了世界各国全面的金融证券改革与重建的浪潮,我国证券监管体制与理念也面临着变革的巨大压力。理念是行动的先导和指南,证券监管理念是证券监管的基石和成败的关键。本文借鉴成熟市场证券监管理念的经验和教训,对中国证券监管理念的历史发展进行梳理和审视。 The global financial crisis in 2008 triggered a wave of reforms and reconstruction of all-round financial and securities markets in the world. China’s securities regulatory system and its concept are under tremendous pressure for reform. Idea is the guide and action of action. The concept of securities supervision is the cornerstone of securities regulation and the key to success or failure. This article draws lessons from the experience and lessons of mature market securities regulatory concepts to sort out and examine the historical development of China’s securities regulatory concepts.