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伴随着中国经济的高速发展和居民个人财富的积累,我国资产管理行业规模也不断攀升,行业的竞争不断加剧,制度缺失、监管缺位和操作违规的现象逐年增加,资产管理过程中的法律风险日益凸显,本文通过介绍当前资产管理现状,从宏观制度与监管、微观业务运营管理与投资者投资决策三个维度对我国资产管理的法律风险进行剖析,并提出了相应的防范措施。
With the rapid economic development in China and the accumulation of personal wealth, the scale of China’s asset management industry has also been on the rise. The competition in the industry has been aggravating. The phenomena of system absence, regulatory absence and operational irregularities have been increasing year by year. The legal risks in asset management It has become more and more conspicuous that this paper introduces the current status of asset management and analyzes the legal risk of asset management in China from the three dimensions of macro system and regulation, micro business operation and management and investor investment decision, and puts forward corresponding preventive measures.