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证券市场的有序运行要求除了要依赖于市场参与者的伦理约束和法律规范外，还要通过政府运用各种手段对证券业实施监管。由于各国的政治、经济等制度条件不同,政府对证券市场监管的参与程度也就不同,由此形成了集中立法型、自律型和中间型三种监管模式,而比较这三种监管模式对指
In addition to relying on the market participants’ ethical constraints and legal norms, the orderly operation of the securities market requires that the securities industry be supervised through various means by the government. Due to the different political and economic conditions in various countries, the degree of government involvement in the supervision of the securities market is different, resulting in three types of regulatory modes: centralized legislation, self-regulation and intermediary. Comparing the three regulatory modes,