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证监会11月20日发布《保险机构销售证券投资基金管理暂行规定(征求意见稿)》,拟引入保险机构参与基金销售业务。保险公司、保险经纪公司和保险代理公司未来在获得相关许可后,均有望开展此项业务。证监会同日还发布《基金管理公司开展投资、研究活动防控内幕交易指导意见》。上述规定明确此次引入的保险机构为保险公司、保险经纪公司和保险代理公司,并参照现有基金销售机构
On November 20, the CSRC promulgated the Interim Provisions on the Administration of Securities Investment Funds for Sale of Insurance Institutions (Draft for Comment), and plans to introduce insurance institutions to participate in the fund sales business. Insurance companies, insurance brokers and insurance agencies in the future are allowed to carry out this business after obtaining the relevant permits. The same day the Securities and Futures Commission also released “fund management companies to carry out investment, research activities to prevent insider trading guidance.” The above provisions clearly the introduction of the insurance agencies for the insurance companies, insurance brokerage firms and insurance agencies, and with reference to the existing fund sales agencies