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第一百五十九条 证券投资咨询机构的从业人员不得从事下列行为: (一)代表委托人从事证券投资; (二)与委托人约定分享证券投资收益或者分担证券投资损失; (三)买卖本咨询机构提供服务的上市公司股票; (四)法律、行政法规禁止的其他行为。 第一百六十条 专业的证券投资咨询机构和资信评估机构,应当按照国务院有关管理部门规定的标准或者收费办法收取服务费用。
Article 159 Practitioners of securities investment consulting institutions shall not engage in any of the following acts: (1) engaging in securities investments on behalf of the clients; (2) agreeing with the clients to share the proceeds of the investments in securities or sharing the losses on the investments in securities; (3) trading (4) other acts prohibited by laws and administrative rules and regulations. Article 160 Professional securities investment consulting agencies and credit rating agencies shall charge service fees in accordance with the standards prescribed by the relevant administrative department under the State Council or the charging methods.