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第一章概要当前的金融危机使各国证券监管者加强了这样一种认识,即高效而有效的市场要求证券及其他市场监管者进行公平、有效和全面的市场监管,监管者必须被赋予全面的检查、执行和监督权并获得充足的资金和人才配置。然而,金融腐败已经跨越国境,这一特征表明,仅限于一国境内的公平、有效而全面的监管和监督并不足以阻止未来发生金融危机。过
CHAPTER 1 SUMMARY The current financial crisis has reinforced the perception among securities regulators in various countries that an efficient and effective market requires equitable, efficient and comprehensive market regulation by securities and other market regulators and that regulators must be given a comprehensive Inspect, enforce and supervise the rights and receive adequate funding and staffing. However, the fact that financial corruption has crossed borders has shown that fair, effective and comprehensive regulation and supervision limited to a single country are not enough to prevent future financial crises. Too