论文部分内容阅读
商品交易顾问和商品合资基金经理注册程序 第4n条 (1)项 任何商品交易顾问、商品合资基金经理,或者任何打算成为商品交易顾问或商品合资基金经理的人,可以根据本法,向委员会提交申请书,进行注册,该申请应包括委员会可能通过规章和法规规定的、公众利益所必需的或适合于公众利益的情况、书写方式和详情。包括: (A) 机构的名称和形式,包括申请人从事或打算从事的业务的资金结构;他所遵从的州法律
Commodity Trading Advisor and Commodity Joint Fund Manager Registration Procedures Article 4n(1) Any Commodity Trading Advisor, Commodity Joint Fund Manager, or any person intending to become a Commodity Trading Advisor or Commodity Joint Fund Manager may submit to the Commission in accordance with this Act. The application shall be registered, and the application shall include the conditions, writing methods and details that the committee may adopt as required by regulations and regulations, necessary for public interest or suitable for public interest. Including: (A) The name and form of the institution, including the financial structure of the business the applicant is engaged in or intends to do; the state law he complies with