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新《基金法》于2012年12月28日经十一届全国人大常委会第三十次会议审议通过,将于2013年6月1日起实施。新《基金法》坚持“放松管制、加强监管”的理念,对公募基金的相关规定作了大幅补充和完善;特别是在放松管制方面,通过降低基金管理人、基金托管人的市场准入门槛,适当扩大基金财产的投资范围,适度放宽基金关联交易、基金从业人员买卖证券的限制等相关规定,为公募基金的创新发展拓展了空间。本文结合相关制度修订的背景、主要内容和重要意义,就新规定的理解和适用进行初步探讨。
The new “Fund Law” was reviewed and approved by the 30th Session of the Eleventh National People’s Congress on December 28, 2012 and will be implemented on June 1, 2013. The new “Funds Law” adheres to the concept of “deregulation and strengthening supervision” and substantially complements and improves the relevant rules of public funds. In particular, in deregulating the market, by reducing the market standard of fund managers and fund trustees Entry threshold, the appropriate expansion of the scope of the investment fund assets to moderately reduce the fund related party transactions, securities trading restrictions and other relevant provisions of the securities practitioners, for the development of public funds to expand the development of space. Based on the background, main content and significance of the revision of the relevant system, this article makes a preliminary study on the understanding and application of the new regulation.