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2003年12月28日,中国证监会发布第18号主席令,证券发行上市保荐制度于2004年2月1日起正式实施。中国证监会于2004年2月6日召开了“实施保荐制度证券公司沟通会”。中国证监会副主席史美伦在讲话中指出,实施保荐制度旨在建立市场力量对证券发行上市进行约束的机制。保荐制度对发行上市的责任体系进行了明确界定,建立责任落实制和责任追究机制。保荐制度的监管安排将有力推动证券公司及其从业人员树立责任自觉意识,真正做到诚实守信和勤勉尽责,进而从源头上提高上市公司质量。作为中国自2001年3月施行的旨在发挥市场作用的核准制改革深化的必然选择,以及在伦
On December 28, 2003, CSRC released Order No. 18 and the securities sponsorship and listing sponsor system came into effect on February 1, 2004. China Securities Regulatory Commission convened on February 6, 2004, “the implementation of sponsor system securities company communication meeting.” Shi Meilun, vice chairman of China Securities Regulatory Commission, pointed out in his speech that the implementation of the sponsorship system aims to establish a mechanism by which market forces restrict the issuance and listing of securities. The sponsorship system has clearly defined the responsibility system of the issuance and listing, and established a mechanism of accountability and accountability. The regulatory arrangement of the sponsorship system will effectively promote the securities companies and their practitioners to establish a sense of responsibility, truly honest and trustworthy and diligent, and then improve the quality of listed companies from the source. As the inevitable choice that China has deepened since its March 2001 adoption of the approval system for market purposes,