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厦门国际信托投资公司上海大柏树营业部:中国证券监督管理委员会对厦门国际信托投资公司上海大柏树营业部(以下简称“厦信上证”)违反证券法规的行为进行了调查。一、违规事实1998年1月至10月期间,厦信上证为客户股票交易提供透支,累计金额为4984万元,最大透支额为2207.9万元,收取透支利息176.44万元。
Xiamen International Trust and Investment Corporation Shanghai Grand Cypress Sales Department: China Securities Regulatory Commission conducted an investigation into the violation of securities laws and regulations by Xiamen International Trust and Investment Corporation Shanghai Dabaishu Sales Department (hereinafter referred to as “Haixin SSE”). First, the irregularities In fact, from January to October 1998, Shanghai Xinyu Shanghai Branch provided customers overdrafts for customers’ stock transactions, with a total amount of 49.84 million yuan, the largest overdraft amount of 22.079 million yuan and the overdraft interest of 1.7644 million yuan.