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在证券市场运作过程中,发行监管处于起始的地位。发行监管的主要任务,就是通过一定的程序,对拟发行人或上市公司(以下统称发行人)的发行申请文件进行法律、财务和其它有关方面的审核,确保发行人发行申请文件符合法律、法规和中国证监会的有关规定,信息披露真实、准确、完整,使发行人股票发行行为做到公开、公平和公正,最大限度地维护投资者的利益。 发行监管部门的主要职责,就是
In the course of the operation of the securities market, issuance supervision is in its infancy. The main task of issuance supervision is to review the legal, financial and other relevant documents of the issuer or the listed company (hereinafter referred to as the issuer) through certain procedures to ensure that the issuer’s application documents are in conformity with laws and regulations And the relevant provisions of China Securities Regulatory Commission, the information disclosed is true, accurate and complete so that the issuer’s stock issuance behavior will be open, fair and equitable, and maximize the interests of investors. The main responsibility of issuing regulatory authorities is