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监管风暴从未停过,基金经理因“老鼠仓”获罪已不止一例。可此次监管风暴无疑来得更为猛烈。2011年12月1日下午,证监会宣布解聘第三届并购重组委委员吴建敏,这是证监会历史上首次解聘并购重组委员会委员。中国证监会有关负责人表示,吴建敏委员在借用他人账户持有ST圣方股票的情况下,未按规定申请回避,于2010年3月3日参与审核了ST圣方并构重组方案,违反了证监会的相关规定。但这仅仅是前奏而已,风暴还在持续。
Regulatory storms never stopped, and fund managers have been convicted for more than one reason. This regulatory storm will undoubtedly be more violent. On the afternoon of December 1, 2011, the SFC announced the dismissal of Wu Jianmin, the third member of the M & A and Reorganization Committee, a commissioner for the first time in the history of the Commission to dismiss the merger and reorganization committee. The relevant person in charge of the China Securities Regulatory Commission said that Wu Jianmin members borrowed from other people’s accounts held by ST St. stock cases, failed to apply for avoidance on March 3, 2010 to participate in the review of ST St. parties and reorganization plan, in violation of CSRC’s relevant regulations. But this is just a prelude to the storm is still ongoing.